.At ING we are looking for Compliance Specialist - Conduct Compliance & EthicsYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct, Anti-Competition, Organisational Conduct, Whistleblowing and to help ING manage risks arising from our norms, attitudes and behaviors related to risk awareness, risk-taking and risk management.Conduct Compliance & Ethics (CC&E) team shares a collective responsibility for all the end to end compliance 31 processes as described in the SOLAR project in place to identify, manage, report and escalate the Compliance risks under your remit. The team will share responsibility to identify, manage, report and escalate local risks for your risk areas. At the same time, the team will contribute to the shape of global policies and be responsible for drafting and implementing local guidelines and standards where additional local requirements do exist.Conduct Compliance & Ethics (CC&E) team keeps track/oversight of the local implementation of all policy-driven requirements by means of issue tracking, monitoring, Risk Dashboards, and other risk specific reporting (regulatory and internal reporting) to internal stakeholders including Corporate Compliance. The team has ongoing interaction with its correspondent team located at Business Line Compliance. The team will participate in the global CC&E community. The team provides an opportunity to manage relationships with external stakeholders, regulators and supervisory institutions.You will hierarchically report into the local Lead Conduct Compliance & Ethics.Your key responsibilities:As a CC&E Compliance Specialist:You have a clear view on how the compliance function supports ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way; You execute activities aimed at mitigating the Compliance risks under your remit; You execute (global) complex investigations.You perform:advisory activities (both client (segment)/deal related and in relation to underlying processes),training, awareness & communication, andCompliance oversight including monitoring & reporting on CC&E related risks; Punctual support toFCC area (on demand)You are a content matter expert, and decision maker responsible for proposing solutions to be implemented.You are accountable for roll-out, execution, uniformity and follow-ups of the risk-specific Risk AssessmentsYou support the Compliance QA team to execute the KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed.You identify, execute, monitor and report on local culture initiatives
