Who We Are
Monex Europa SL ('MESL') is a commercial foreign exchange (spot and MiFID 2 exempt forward contracts) provider and authorised by Bank of Spain as a payment services firm to passport its services across the EEA.
Key Responsibilities
The Compliance Manager ensures the firms operate in compliance with BoS and CNMV regulations.
Work closely with the Head of Compliance to build awareness of the firm's regulatory obligations
Day-to-day provision of assistance and advice, training and awareness to front office sales and trading departments and other business areas
Maintain up to date awareness of rule requirements and regulatory guidance
Research and horizon scan for regulatory change, keep the business advised accordingly
Liaise with external legal counsel and interpret advice
Review and maintenance of Compliance guidance, policy and procedures
Coordinate and formulate responses to internal and external regulatory enquiries, audits and queries
Handle complaints in line with regulatory requirements
Approve new products in line with new product approval process
Oversight of team's typical investigatory and surveillance work (CMP) and escalate where necessary
Managing of the Compliance monitoring program
Where recommendations are made from the compliance monitoring program to support and guide with implementation and effect coordination with other business areas where required
Developing, leading and completing significant business changes with stakeholder engagement and coordination
Influence and improve conduct and culture
Produce relevant management information for senior stakeholders in the business
Support the Head of Compliance in all areas of Financial crime and AML
To liaise with front office staff where applicable, to encourage an understanding of client risk
Review AML policies and procedures to ensure they are up to date and meet regulatory requirements and current guidelines
Ensure the firm's adherence with its financial crime and all AML regulations are adhered to
Investigate and provide advice on all positive alerts incl. sanctions
Advise on high-risk accounts incl. money service businesses and sign off
Taking a lead role in all financial crime external audits where appropriate
To liaise with operations department where applicable, to produce the regulatory reporting to BoS, CNVM, or any other supervisory body
Key Skills and Experience Required:
6+ years of experience
Degree in Law or Economics
ACAMS Certificate or above in AML/Financial Crime (or equivalent) or a willingness to obtain this
CAMS Certificate or above in AML
Current membership of relevant professional body, desirable
CESCOM or any other compliance certification, desirable
What We Offer:
A competitive base salary
Comprehensive benefits package
Opportunities for career advancement within a rapidly growing company
Professional development opportunities to enhance your skills and knowledge
If you like wild growth and working with happy, enthusiastic over-achievers, you'll enjoy your career with us!
#J-18808-Ljbffr