Descripción
This position will be responsible for supporting and driving certain portions of the T&O SOX Audit. The role will be responsible for managing and supporting examinations (internal & external), and all stakeholders involved.
The role will involve collection, review, and analysis of regulatory data and metrics, and remediation action plans. The incumbent will be expected to produce accurate and timely reports and PowerPoint presentations regarding all aspects of regulatory data.
Responsabilities :
Manage examinations, audits and reviews on behalf of the T&O organization
Management of all key stakeholders throughout each T&O SOX examination, audit and review; including the auditors / regulators
Work with various stakeholders to evaluate action plans, and remediation actions
Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities
Implement standards and procedures to support the SOX Audit Management Program function. Maintain documentation and supporting work papers.
Provide direct support for the SOX Audit Program Management Director's current responsibilities, as directed
Collaborate with various teams to identify, assess and validate various Operations risks and controls before, during and after examinations, audits and / or reviews
Provide leadership to effectively lead and collaborate with various stakeholders
Partner with Second Line of Defense to provide input / review of relevant frameworks, policies and standards.
Requisitos
Qualifications :
Bachelor's Degree; Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics or equivalent field
Ability to develop and maintain close working relationships with internal and external stakeholders
Excellent oral and written communication and presentation skills
Advanced PC (MSWord, Excel, Access, PowerPoint) skills
Knowledge of applicable laws and regulations and financial services industry regulators
Understanding of banking operations and the financial services regulatory and risk management environment
Strong organizational skills, including ability to prioritize several projects at a time
3-5 years of risk management, audit, legal, regulatory and / or quantitative experience
IT experience is preferred
Audit experience is preferred
Must Haves :
3-5 years of experience
Knowledge of financial institution operations
Experience with SOX operations controls
Financial and / or IT Audit experience
Risk Management background
Excellent communication skills
Bilingual in Spanish / English
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