Ebury is a hyper-growth FinTech firm, named in as one of the top 15 European Fintechs to work for by AltFi.
We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration.
Regulatory Compliance Manager - UK & EU Focussed (specialising in MiFID and FX Derivative products)Ebury Leon / Malaga / Madrid Office - Hybrid: 4 days in the office, 1 day working from homeDepartment: Regulatory ComplianceThe Regulatory Compliance Manager sits within the Regulatory Compliance department, reporting to the Head of Compliance Advisory and to the Head of Compliance Belgium.
The candidate must demonstrate proven organisational and time management skills, have excellent communications skills - with fluency in English, both written and verbal, being essential.The working environment is fast paced, agile and highly results orientated so the individual must be comfortable working within tight deadlines, with various projects and jurisdictions.
In addition, the individual must be comfortable with working autonomously and have good interpersonal skills to interact with the local and group Compliance teams.This role will be both UK and EU focused, with all of the work being performed in English.
Any candidates with previous UK FCA knowledge will be prioritised.The successful candidate must have: Previous Experience working at a Fintech, specialising in MiFID and FX Derivative products.Possess at least 4 years of previous working experience within a financial regulated institution.Expert understanding of MiFID II, EMIR, MIFIR and technical standards as these apply to Investment Firms.Knowledge and understanding of PSD2 and ability to interpret and provide advisory as to the performance of FX Payments.Knowledge and previous experience within second line advisory including around FX Products, Processes, Policies, Controls, Financial Promotions, Safeguarding etcExpert knowledge in reading, understanding and providing analysis of regulation both in the EU and abroadDevelopment and Implementation of new controls based on applicable regulations;Experience and responsible for advisory in controls including, Complaints, breaches, Conflicts of Interest, Personal Account Dealing and others;Previous knowledge in working with internal and external auditors and dealing with recommendations;Knowledge and previous experience in Policy drafting, reviewing and development;Knowledge and previous experience in regulatory reporting obligations and transaction reporting;Responsible for the ongoing performance of Horizon Scanning and development of Gap Analysis as to the new requirements;Previous experience in the development of Frameworks and Proposals for the development of new verticals and products;Knowledge in completing Management Information;Creation and ongoing development of trainings to various business areas;Expert knowledge in recordkeeping and log keeping;Expert knowledge in relationship management to various stakeholders.
Educational Requirement's Must be educated to a degree level with a master's preferable.Any Compliance qualifications including ACAMS, ICA and CISI desirable #LI-CD1