.Regulatory Business Advisory Senior Analyst Job ID:R0325079 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2024-04-23 Location: Madrid Position OverviewDeutsche Bank (DB) is committed to the highest standards of control in the area of Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation. The Compliance Department promotes and enforces compliance with the law, drives a culture of compliance and ethical conduct in the Bank. We do this by:Developing and maintaining an open and transparent dialogue with regulators; Providing timely, risk-based guidance, support and challenge to internal stakeholders; Identifying, assessing, mitigating, monitoring and reporting on Compliance risks; Attracting, developing and retaining professionals who work together to deliver superior performanceacquiring a deep knowledge and understanding of European and local applicable regulation, as well as DB procedural & control frameworkKey ResponsibilitiesThe Compliance Regulatory Management Specialist will assume full responsibility in:The end-to-end process of the management of Regulatory Interactions with Supervisory Authorities (SA), with the aim of ensuring a timely and consistent compliance with such interactions and the expectations of the SA, as well as the regulation and DB Group and DB SAE policies and procedures and eventual Regulators' recommendations, findings & requests, while at the same time coordinates and advises the Business Lines Compliance and the Business itself, to ensure a timely and compliant response to such interactions.The Regulatory Watch ("radar") function, reviewing the enactment of legislation and providing monthly updates and analysis of applicability and actionability of all regulation enacted in the previous month, as well as ad-hoc specific relevant legislation enactment analysis upon request.The coordination of regulatory MI for relevant Committees/Councils and drafting content related to Regulatory Interactions in the periodical MI Global and Local Reports to relevant Committees/Councils, as well as ad-hoc escalations to Global TeamsThe workflow of the regulatory interactions with SA could be summarized as follows with 3 different processes, each of them with its corresponding sequential stages and management:Management of the SA Interaction: any interaction (written communication, face to face meeting, conference call) with the SA and registration and management of such interaction, usually starting with the reception of the written communication sent by Regulator and response from DB SAE or an eventual Final Conclusion Letter received by the Supervisory Authority. GFMS Tool Management: registration and maintenance in GFMS tool of relevant SA Interactions and eventual Regulatory Findings with appropriate follow-up and escalation
