At ING, we are looking for a Compliance Specialist.
Your role and work environment: We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain.
The Conduct Compliance & Ethics (CC&E) team shares a collective responsibility for all the end-to-end compliance processes as described in the SOLAR project in place to identify, manage, report, and escalate the Compliance risks under your remit.
The team will contribute to shaping global policies and be responsible for drafting and implementing local guidelines and standards where additional local requirements do exist.
The CC&E team keeps track/oversight of the local implementation of all policy-driven requirements by means of issue tracking, monitoring, Risk Dashboards, and other risk-specific reporting (regulatory and internal reporting) to internal stakeholders including Corporate Compliance.
The team has ongoing interaction with its correspondent team located at Business Line Compliance and will participate in the global CC&E community.
The team provides an opportunity to manage relationships with external stakeholders, regulators, and supervisory institutions.
You will hierarchically report to the local Lead Conduct Compliance & Ethics.
Your key responsibilities: You have a clear view on how the compliance function supports ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way.
You execute activities aimed at mitigating the Compliance risks under your remit.
You execute (global) complex investigations.
You perform advisory activities (both client (segment)/deal related and in relation to underlying processes), training, awareness & communication, and Compliance oversight including monitoring & reporting on CC&E related risks.
Punctual support to FCC area (on demand).
You are a content matter expert and decision maker responsible for proposing solutions to be implemented.
You are accountable for roll-out, execution, uniformity, and follow-ups of the risk-specific Risk Assessments.
You support the Compliance QA team to execute the KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed.
You identify, execute, monitor, and report on local culture initiatives.
What are we looking for?
Want to know if this job is made for you?
These are some of the qualities that we value the most for this role: You have an experienced profile with a minimum of 3-6 years in Compliance with expertise in Investment services advice.
You have a strong track record of advisory with regards to integrity-related matters.
You have analytical skills and sound judgement.
You have a 'can do' mentality and are able to embrace challenges in a fast-changing and complex environment.
You have a university degree.
You have an excellent level of English and Spanish (verbal/written).
You have a curious and innovative mindset.
You have excellent collaboration skills and the ability to work across functional and geographic lines.
You are firm when needed and able to show flexibility when possible.
What do we offer?
The time you spend at work, the challenges you face, or the lessons you get are very important, but… What about your personal life?
At ING, we want your work to fulfill you in every way, and that is why we take care of even the smallest details.
Our model is all about flexibility and accountability.
Keeping both our customers and our colleagues' needs in mind, you determine together which days you work at home and which you come to ING MAD to offer your best self.
We offer a restaurant card, health insurance for you and your family, life insurance, flexible remuneration, free company shuttle, banking benefits, and more!
We are a team of more than 1600 people sharing one idea: doing our bit in helping our clients create a better future for themselves, by providing them with the tools they need to get where they want to go.
We are proud to have a diverse team and we are committed to continue developing a culture of Diversity, Inclusion, and Belonging to foster a culture of collaboration and innovation that represents all collectives in society.
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