At ING, we are looking for a Compliance Specialist.
Your role and work environment: We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain.
The Conduct Compliance & Ethics (CC&E) team shares a collective responsibility for all the end-to-end compliance processes as described in the SOLAR project in place to identify, manage, report and escalate the Compliance risks under your remit.
The team will share responsibility to identify, manage, report and escalate local risks for your risk areas.
At the same time, the team will contribute to the shape of global policies and be responsible for drafting and implementing local guidelines and standards where additional local requirements do exist.
The CC&E team keeps track of the local implementation of all policy-driven requirements by means of issue tracking, monitoring, Risk Dashboards, and other risk-specific reporting (regulatory and internal reporting) to internal stakeholders including Corporate Compliance.
The team has ongoing interaction with its correspondent team located at Business Line Compliance and will participate in the global CC&E community.
The team provides an opportunity to manage relationships with external stakeholders, regulators, and supervisory institutions.
You will hierarchically report into the local Lead Conduct Compliance & Ethics.
Your key responsibilities: As a CC&E Compliance Specialist: You have a clear view on how the compliance function supports ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way.
You execute activities aimed at mitigating the Compliance risks under your remit.
You execute (global) complex investigations.
You perform advisory activities (both client (segment)/deal related and in relation to underlying processes), training, awareness & communication, and Compliance oversight including monitoring & reporting on CC&E related risks.
Punctual support to FCC area (on demand).
You are a content matter expert and decision maker responsible for proposing solutions to be implemented.
You are accountable for roll-out, execution, uniformity and follow-ups of the risk-specific Risk Assessments.
You support the Compliance QA team to execute the KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed.
You identify, execute, monitor and report on local culture initiatives.
What are we looking for?
Want to know if this job is made for you?
These are some of the qualities that we value the most for this role.
And if the shoe fits… don't hesitate to apply!
You have an experienced profile with a minimum of 3-6 years in Compliance with expertise in Investment services advice.
You have a strong track record of advisory with regards to integrity-related matters.
You have analytical skills and sound judgement.
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