Financial Crime Quality Assurance Analyst Compliance Madrid office - hybrid-working As part of the Financial Crime Quality Assurance Team, you will undertake Quality Assurance reviews across all risk categories and client types, paying particular attention to High-Risk clients.
You will ensure that all client due diligence and enhanced due diligence measures have been conducted in line with legal and regulatory requirements along with Ebury's internal policies and procedures.
You will be responsible for quality assurance activities across transaction monitoring, ongoing screening, and payment screening, ensuring that alerts are reviewed, investigated, and discounted appropriately, in line with Ebury's policies and procedures.
In addition to this, you may be required to provide training to the Onboarding and Screening teams on any areas where repeated failings are detected.
Key Responsibilities Conduct periodic level 3 independent QA checks on new clients, one month post onboarding.
Responsible for conducting detailed and objective quality reviews of client files from an AML / Financial Crime perspective for low, medium, and high-risk clients.
QA on Reassessment client files.
Responsible for conducting detailed quality reviews of the reassessment team's KYC updates.
QA on Screening.
Responsible for conducting detailed reviews of the Screening Team's resolution comments on hits, ensuring all relevant parties have been screened.
Conduct deep dives and thematic reviews.
Manage and own staff feedback process.
Track remedial actions.
Ensure that sufficient files are reviewed, in line with targets to ensure the monthly objectives of the team are met.
Hold calibration forums with the 1st line QC Team.
Where appropriate, liaise with both the Onboarding and Screening Teams to deliver any necessary training or address any non-compliance with internal policies and procedures.
Maintain positive lines of communication with the Onboarding and Screening Teams.
Liaise with the Reassessment Team to request KYC refresh reviews on any files found to be offside with regulatory requirements.
Collaborate with the wider Compliance team to assist in achieving the global compliance calendar deliverables.
About Us Ebury is a FinTech success story, positioned among the fastest-growing international companies in its sector.
Founded in 2009, we are now positioned among the fastest-growing companies in the sector.
Headquartered in London, we have more than 1000 staff covering over 50 nationalities (and counting!)
working across more than 27 offices worldwide and serving more than 45,000 clients every day.
Hard work pays off: Ebury has just received a £350 million investment from Banco Santander and has won over 20 internationally recognised awards such as the Growing Business of the Year 2019: Larger Company (Turnover £50m+) and Financial Times: 1000 Europe's Fastest-Growing Companies (which we have been awarded twice: 2017 and 2019!)
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