.0743 Deutsche Bank, Sociedad Anónima Española UnipersonalDescriptionDeutsche Bank (DB) is committed to the highest standards of control in the area of Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation.The Compliance Department promotes and enforces compliance with the law, drives a culture of compliance and ethical conduct in the Bank. We do this by:Encouraging deep knowledge of applicable European and Spanish regulation; Developing and maintaining an open and transparent dialogue with regulators; Providing timely, risk-based guidance, support and challenge to internal stakeholders; Identifying, assessing, mitigating, monitoring and reporting on Compliance risks; Attracting, developing and retaining professionals who work together to deliver superior performance.Key ResponsibilitiesThe scope of the role will be focused on the banking, pension and insurance products distributed to natural persons, and small and medium-sized companies. The overall mission of this role will be:Advice and Assistance to the business in understanding the rules, laws and regulatory requirements regarding banking products and services under the supervisory umbrella of the Bank of Spain, and providing adequate regulatory training to the staff.Regulatory adherence: Provide ongoing support to the business for an adequate implementation of new laws and regulations, including the provision of impact assessment.Monitoring: Design, implement and execute Monitoring controls, based on the annual monitoring plan, and report results to relevant Spain corporate bodies as well as to regional Compliance functions.Customer Complaints Root Cause Analysis: Assess customer complaints with positive resolution for the clients to identify potential root causes, and to recommend action plans to address them.Risk assessments: Conduct regular Compliance risk assessments, considering an array of contextual data including regulation, policies, procedures, controls, training and governance structures, escalating and assisting in the remediation of identified gaps.Product Governance: Provide support to the business with the required processes and controls for the application of rules and policies to specific transactions/deals and general business activities based on an understanding of business strategies and product portfolios in the context of the New Product Approval processes.Contribute to the operation of select controls by reviewing new business initiatives.Code of Conduct and related policies: Ensure that DB Group Code of Conduct as well as related policies and procedures are reviewed and updated on a timely basis, incorporating regulatory changes and industry best practice
