Compliance Sr. Analyst Country: Spain WHAT YOU WILL BE DOING We need someone like you to help us in different fronts: Lead the deployment of internal controls for Alternatives funds including the risk assessment and the definition of risk mitigating action plans.
Implement and coordinate the General Code of Conduct for the Alternatives team.
Manage the whistleblower channel related to the Alternatives team.
Lead issues arising from Reputational Risk and Market Abuse Regulation.
Ensure appropriate Governance is implemented across the First Line of Defense teams and aligned with the responsibilities of the Second Line of Defense.
Ensure that the risk assessment reviews, controls outcome reporting and oversight processes are effectively governed and managed across the First Line of Defense.
Provide appropriate oversight and continuous evaluation over the First Line of Defense KPIs and KRIs in line with agreed risk appetites.
Follow up the implementation of mitigation action plans to ensure agreed schedules are met by the First Line of Defense.
Coordinate audits between delivery teams and auditors.
Manage audit findings and coordinate the implementation of the action plans.
Escalate to the Alternatives management any situations that are worrisome from a non-financial risks control and remediation standpoint, or that may mean a violation of the defined limits for the institution's/entity's risk appetite or its risk strategy.
Maintain the official set of documents of internal regulation across the Alternatives team, keeping the normative repository updated.
In this sense, automation and simplification of the already established normative workflows will be required.
Promote a strong risk culture in the full organization.
EXPERIENCE - 5-7 years in managing Financial and Non-Financial Risk EDUCATION - Business and Financial Markets Degree Engineering SKILLS & KNOWLEDGE - Finance - Financial Market Regulatory Compliance - Conduct Regulation OTHER INFORMATION El anuncio original lo puedes encontrar en Kit Empleo: https://www.kitempleo.es/empleo/129953847/compliance-analyst-an-924-madrid/?utm_source=html #J-18808-Ljbffr