Santander Corporate & Investment Banking (SCIB) **is looking for a Compliance Senior Analyst based in our Boadilla del Monte office.WHY YOU SHOULD CONSIDER THIS OPPORTUNITY*Santander Corporate & Investment Banking (SCIB) *is Santander's global division that supports some of the world's most complex and sophisticated corporate and institutional clients, offering customized services and value-added wholesale products to best meet their needs.Santander is proud of being an organization where there are equal opportunities regardless of gender identity, culture and disability. Our mission is to contribute to help more people and business prosper.We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.WHAT YOU WILL BE DOINGAs a *Compliance Senior Analyst *you will be primarily responsible for conducting Regulatory Compliance reviews including the testing of Compliance and Regulatory controls in the First and Second Lines of Defence in the Wholesale Banking Business. You will conduct Compliance Risk Assessments and support the Regional Head of Compliance Monitoring to develop the Annual Compliance Monitoring Plan. In addition, you will support the Regional Head of Compliance Monitoring with ad-hoc projects.You will be part of the Regional Compliance Monitoring team and will work collaboratively with colleagues in other jurisdictions. The role has a strong influence and impact across Santander Corporate and Investment Banking to ensure an effective and proactive risk management.We need someone like you to help us in different fronts:Lead and assist on Compliance Monitoring Reviews.Taking responsibility for preparing the review scope and presenting it to Compliance Management.Lead the provision of timely Management Information and KPIs.Conduct tests to assess the design adequacy and operating effectiveness of regulatory controls.Document test conclusions professionally and write clear and concise reports with actionable corrective action plans.Preparing and following written test plans, and executing all tasks set out within the agreed timeframes. Preparing draft and final reports in the agreed format.Maintain accurate and complete records of Compliance Monitoring work carried out during reviews.Monitor the progress and completion of Corrective Action Plans.Assist Compliance Monitoring management in the delivery of timely responses to internal enquiries.Organise, facilitate, and report on meetings with internal stakeholders.Developing close working relationships with the first, second and third line of defences stakeholders to ensure they understand the compliance obligations and regulatory requirements, and the implications of failing to meet such requirements.Conduct Compliance Risk Assessments and support the Regional Head of Compliance Monitoring to develop the Annual Compliance Monitoring Plan.EXPERIENCEExperience in Compliance Monitoring/Testing or Internal Audit with knowledge of key regulations, such as FCA Handbook, EMIR, MiFID II, Dodd-Frank, and Volcker.Experience in risk identification, assessment, and mitigation within Banking and Finance, preferably with an Investment Banking focus.EDUCATIONSKILLS & KNOWLEDGEUnderstanding of Corporate and Investment Banking products and services.Knowledge of Data Analytics and data interrogation techniques#J-18808-Ljbffr
