Ebury is a hyper-growth FinTech firm, named in 2021 as one of the top FinTechs to work for by Glassdoor and AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments and API integration.Compliance Monitoring Manager Based in either London, Malaga or Leon - 4 days in the office, 1 day working from home.The Compliance Monitoring Manager reports to the Group Head of Compliance Operations. Ebury's Compliance Monitoring Programme (CMP) is part of Ebury's internal control framework.Its purpose is to ensure that all items relating to regulatory, central and business compliance are undertaken in accordance with the regulatory or business requirements as these are either defined by applicable laws and regulations or the business internal policies and expectations. The CMP also ensures that the business activity remains within the business risk appetite.The objectives of the CMP are: Achieve Regulatory Compliance: Everything that will be monitored will aim to help achieve compliance with our regulatory obligations.Compliance with our Policies and Procedures: Our monitoring will ensure that our policies and procedures remain compliant on an ongoing basis.Manage Risk: Through ongoing monitoring, we can achieve reduction of risk (including residual risk).Management Information: Information collection and analysis of data on our ongoing compliance and errors/mistakes/cases of non-compliance.Detection: Helps identify compliance issues before they escalate into significant problems.Assurance: Provide assurance to the business that the risks identified are properly monitored and mitigated/managed where required.Operation: Ensure that the firm operates within the risk appetite as this has been set by the senior management.The scope of the CMP includes, but is not limited to: Breaches, Conflicts, Conduct, ComplaintsCall monitoringClient trade monitoring (MifID or local equivalent)Best ExecutionMis-sellingClient treatmentSafeguardingStaff trainingLimited monitoring of Ebury partners and agentsRoles and Responsibilities: Ongoing development of the CMP, including periodic horizon scanning and risk assessments to ensure that the scope remains complete and accurate.Ownership of maintenance and development of the Compliance Monitoring framework including specifications, sample sizes, frequencies, testing plans and scorecards for each element of the CMP.Execution of the CMP to assess compliance with all applicable regulations and internal standards.Planning and conducting risk-based ad hoc deep dive or thematic reviews as directed by Senior Management or Governance forums.Line management and day to day management of 1 Compliance Monitoring Senior Analyst.Analysis of findings and tracking of actions required on material risks through to closure.Main point of contact for all business requests for the establishment of monitoring items.#J-18808-Ljbffr