Cgq110 - Bnp Paribas Nickel - Chief Compliance Officer |

.**Profile **:Around 10 years of experience in a regulated financial institution with at least a previous position within an internal control function.**Main responsibilities**:The head of Compliance of FPE branch is primarily responsible for:- Provide reasonable assurance to FPE Chief Compliance Officer, FPE Branch management and regulators that adequate policies, procedures, and efficient compliance internal control measures are in place consistent with FPE's Compliance requirements, characteristics, compliance risks, and in line with applicable laws and regulations,- Establish standards and implement procedures to ensure that the compliance frameworks throughout the branch are effective and efficient in identifying, preventing,detecting,and correcting noncompliance,- Oversee compliance within the FPE branch and ensure compliance with local regulatory requirements, FPE policies and procedures.- FTE branch Chief Compliance Officer will also endorse the role of MLRO/AMLCO**Main activities**:Expert activities- Manage FPE branch's relationship with local regulator- Adapt FPE Compliance policies & local BNPP policies, procedures and control plans to FPE branch specificities & local regulatory requirements- Define the annual compliance work plan that reflects the branch's characteristics & growth- Manage, review the analysis of suspicious activity alerts and decide on the transmission of suspicious activity reports to competent authorities- Take decisions as per delegation received on the scope of responsibilities and ensure documentation and tracking of decisions- Contribute to Compliance Risk Assessment Process, aggregate and report on CPL risks for the FPE branch- Provide recommendations for remediation of identified deficiencies,and collaborate with the business to follow up on timely remediation
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