Senior Compliance Officer

Detalles de la oferta

.Pleo's Risk & Compliance team is looking for reinforcements to help us maintain high standards of compliance and security - whether it's for our customers, our regulators (the Danish Financial Supervisory Authority and the UK's Financial Conduct Authority), our partners, our investors (present and future), or our employees and internal stakeholders.We're a great team with backgrounds in law, risk, and anti-money laundering and we have already made significant progress in setting the foundation for building out a solid and charismatic function with the ability to keep this rocket ship on the right trajectory, while also making sure we keep on loving our jobs. Pleo is a regulated financial services institution (EMI) operating on EU and UK markets. Still, as the company grows and scales faster and faster, we must remain at least a step or two ahead to ensure that growth happens without sacrificing hard-won security. And that's where you come in.We are looking for someone with a strong background in compliance who's ready to collaborate with the Risk & Compliance and AML oriented parts of the organisation (including our risk and compliance committees) as well as with first line business functions. It is all to make sure we're controlling what needs to be controlled, mitigating what needs to be mitigated, reporting what needs to be reported, and that we've got the right policies and procedures to comply with.This position is a big deal, and you will be a crucial colleague who will learn everything about our rocket ship inside and out. We expect compliance and governance to be one of the shiniest tools in your professional toolbox.Senior Compliance Officer (EEA)Sitting within Pleo's 2nd Line of Defence, this role will focus on shaping Pleo's approach to general compliance in the European Economic Area, according to our Danish license requirements, with a particular focus on:Ensuring and evidencing compliance with general DK and EEA regulations & guidelines as well as regulator expectations as regards Pleo's authorised activities; Supporting the PleoGroup's Risk Management & Compliance Monitoring activities; Providing independent 2nd Line assurance & challenge to business units.The role sits outside Pleo's 2nd Line Financial Crime function; however, supporting this function may be required from time to time.Things you will be doing include:Developing and conducting Pleo's Group Compliance Monitoring Programme.Knowing Pleo's policies and relevant procedures inside-out and the laws and regulations behind them.Focusing with the team on structuring, revising, and developing policies and governance documents and designing, conducting, and documenting process reviews.Engaging across the business at all levels as we grow to ensure risk and compliance is part of everything we do. You will present considered and balanced opinions, findings, and recommendations


Salario Nominal: A convenir

Fuente: Jobtome_Ppc

Requisitos

Peritos En Alcorcón

Cronoshare es una plataforma online para profesionales que quieren encontrar nuevos clientes. Buscamos Peritos en Alcorcón y alrededores. Pertenecer a la red...


Cronoshare.Com - Madrid

Publicado 8 days ago

Lawyer / Contract Compliance Specialist

Are you a skilled lawyer with expertise in contract compliance? Join us to shape our legal framework and ensure airtight contracts for every scenario! Your M...


Adaptive Teams - Madrid

Publicado 23 days ago

Abogado/A Departamento Asesoria Legal Y Juridica Con Discapacidad-Trabajo Híbrido-Madrid (Oe24-[...]

Asociación DIA de Víctimas de Accidentes desde su Programa de Inclusión Laboral para personas con diversidad funcional selecciona ABOGADO/A DEPARTAMENTO ASES...


Asociación Dia - Madrid

Publicado 8 days ago

Compliance Specialist - Madrid, Pilipinas - Ninja Van Ph

Resumen: Buscamos a un/a especialista en cumplimiento para la región de Iberia que asegure el cumplimiento de las leyes y regulaciones aplicables a las empre...


Ninja Van Ph - Madrid

Publicado 8 days ago

Built at: 2024-11-23T17:50:28.709Z