Compliance Manager

Detalles de la oferta

.Who We AreMonex Europa SL ('MESL') is a commercial foreign exchange (spot and MiFID 2 exempt forward contracts) provider and authorised by Bank of Spain as a payment services firm to passport its services across the EEA.Key ResponsibilitiesThe Compliance Manager ensures the firms operate in compliance with BoS and CNMV regulations.Work closely with the Head of Compliance to build awareness of the firm's regulatory obligationsDay-to-day provision of assistance and advice, training and awareness to front office sales and trading departments and other business areasMaintain up to date awareness of rule requirements and regulatory guidanceResearch and horizon scan for regulatory change, keep the business advised accordinglyLiaise with external legal counsel and interpret adviceReview and maintenance of Compliance guidance, policy and proceduresCoordinate and formulate responses to internal and external regulatory enquiries, audits and queriesHandle complaints in line with regulatory requirementsApprove new products in line with new product approval processOversight of team's typical investigatory and surveillance work (CMP) and escalate where necessaryManaging of the Compliance monitoring programWhere recommendations are made from the compliance monitoring program to support and guide with implementation and effect coordination with other business areas where requiredDeveloping, leading and completing significant business changes with stakeholder engagement and coordinationInfluence and improve conduct and cultureProduce relevant management information for senior stakeholders in the businessSupport the Head of Compliance in all areas of Financial crime and AMLTo liaise with front office staff where applicable, to encourage an understanding of client riskReview AML policies and procedures to ensure they are up to date and meet regulatory requirements and current guidelinesEnsure the firm's adherence with its financial crime and all AML regulations are adhered toInvestigate and provide advice on all positive alerts incl. sanctionsAdvise on high-risk accounts incl


Salario Nominal: A convenir

Fuente: Jobtome_Ppc

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