Compliance Analyst

Detalles de la oferta

DescripciónThis position will be responsible for supporting and driving certain portions of the T&O SOX Audit. The role will be responsible for managing and supporting examinations (internal & external), and all stakeholders involved.The role will involve collection, review, and analysis of regulatory data and metrics, and remediation action plans. The incumbent will be expected to produce accurate and timely reports and PowerPoint presentations regarding all aspects of regulatory data.Responsabilities :Manage examinations, audits and reviews on behalf of the T&O organizationManagement of all key stakeholders throughout each T&O SOX examination, audit and review; including the auditors / regulatorsWork with various stakeholders to evaluate action plans, and remediation actionsKeep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entitiesImplement standards and procedures to support the SOX Audit Management Program function. Maintain documentation and supporting work papers.Provide direct support for the SOX Audit Program Management Director's current responsibilities, as directedCollaborate with various teams to identify, assess and validate various Operations risks and controls before, during and after examinations, audits and / or reviewsProvide leadership to effectively lead and collaborate with various stakeholdersPartner with Second Line of Defense to provide input / review of relevant frameworks, policies and standards.RequisitosQualifications :Bachelor's Degree; Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics or equivalent fieldAbility to develop and maintain close working relationships with internal and external stakeholdersExcellent oral and written communication and presentation skillsAdvanced PC (MSWord, Excel, Access, PowerPoint) skillsKnowledge of applicable laws and regulations and financial services industry regulatorsUnderstanding of banking operations and the financial services regulatory and risk management environmentStrong organizational skills, including ability to prioritize several projects at a time3-5 years of risk management, audit, legal, regulatory and / or quantitative experienceIT experience is preferredAudit experience is preferredMust Haves :3-5 years of experienceKnowledge of financial institution operationsExperience with SOX operations controlsFinancial and / or IT Audit experienceRisk Management backgroundExcellent communication skillsBilingual in Spanish / English#J-18808-Ljbffr


Salario Nominal: A convenir

Fuente: Jobtome_Ppc

Requisitos

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