Compliance Analyst

Detalles de la oferta

You will be based in Madrid where you will support the growth of the activity in Spain.
You will be working closely with the 2 Senior Advisory Compliance team members and also be the support and backup for the Reporting analyst in London.
The position reports to the Global Head of Advisory Compliance.
Main Responsibilities Analysis and preparation of regulatory reports in the UK, EU, and U.S. Query databases to extract the information needed to complete reports.
Handling requests and ad hoc information requests related to regulatory reporting, especially REMIT.
Develop and maintain cooperation with internal departments at both individual and group levels.
Responsible for ensuring impeccable data quality on a daily basis.
Monitoring and updating external registers/filings/exemptions necessary to continue trading and maintain license(s) to operate.
Identifying potential areas of compliance vulnerability and risk; developing/implementing corrective action plans for resolution of problematic issues, and providing general guidance on how to avoid or deal with similar situations in the future.
Assisting in the development and provision of Compliance training.
Profile & Key Skills At least 2 years relevant working experience within a hedge fund, commodities, banking, or a regulatory agency.
Familiar with EU regulations such as REMIT and MiFID.
Team player but also able to work independently.
Good communication skills to discuss with senior management, front office, business counterparts, and external parties.
Confident, precise, hands-on mentality, and service-oriented.
Strong computer skills in Excel, PowerPoint, and other MS Office applications.
If you think the open position you see is right for you, we encourage you to apply!
Our people make all the difference in our success.
#J-18808-Ljbffr


Salario Nominal: A convenir

Fuente: Talent_Dynamic-Ppc

Requisitos

Peritos En Alcorcón

Cronoshare es una plataforma online para profesionales que quieren encontrar nuevos clientes. Buscamos Peritos en Alcorcón y alrededores. Pertenecer a la red...


Cronoshare.Com - Madrid

Publicado 8 days ago

Lawyer / Contract Compliance Specialist

Are you a skilled lawyer with expertise in contract compliance? Join us to shape our legal framework and ensure airtight contracts for every scenario! Your M...


Adaptive Teams - Madrid

Publicado 23 days ago

Abogado/A Departamento Asesoria Legal Y Juridica Con Discapacidad-Trabajo Híbrido-Madrid (Oe24-[...]

Asociación DIA de Víctimas de Accidentes desde su Programa de Inclusión Laboral para personas con diversidad funcional selecciona ABOGADO/A DEPARTAMENTO ASES...


Asociación Dia - Madrid

Publicado 8 days ago

Compliance Specialist - Madrid, Pilipinas - Ninja Van Ph

Resumen: Buscamos a un/a especialista en cumplimiento para la región de Iberia que asegure el cumplimiento de las leyes y regulaciones aplicables a las empre...


Ninja Van Ph - Madrid

Publicado 8 days ago

Built at: 2024-11-23T15:28:42.305Z